A change in approach means research may never be the same again

A new dawn has broken has it not? James Coe looks at the politics of the government’s new approach to research and a change of direction for UKRI

James Coe is Associate Editor for research and innovation at Wonkhe, and a senior partner at Counterculture

At first glance Liz Kendall may look like an odd choice for Secretary of State for Science, Innovation and Technology. She has never worked in science, she has rarely mentioned science directly in any intervention in her entire parliamentary career, and this is not a role with the kind of profile which will allow easy entry in any future leadership race.

Although covering a related brief has never been a disqualifying quality for any predecessors, her move from the Department for Work and Pensions following her failed welfare reforms felt more like a hasty exit than a tactical manoeuvre.

Her direct predecessor, Peter Kyle, often seemed more preoccupied with turning the UK into an “AI superpower” than he did the more tedious business of how the research ecosystem is governed and how it can be manipulated to fulfil the government’s ambitions. In truth, the business of research reform is not about more grand visions, frameworks, or strategies, but the rather grubbier work of deciding where to spend a finite amount of funding on an infinite amount of programmes.

Practice and promise

Kendall’s interest in research has so far been on the business of making the country better. As seen in her speeches during her time on the backbenches, research is about practical things like regional economies, skills, and curing diseases. For Kendall, “what matters is what works.” And in her speech at the Innovation for Growth Summit a management theory of research reform about balancing the speculative with the practical emerged.

The premise of her speech was that the growth of the UK economy is reliant on making the most of the UK’s R&D strengths. To get the most out of the UK’s R&D strengths Kendall believes the government can neither be too directive and must allow curiosity-driven research to prosper. It should also not be too permissive, funding must be directed toward government priorities particularly when it comes to translation and application.

It is a middle ground approach to research management for a third-way politician. In line with the three bucket model (outlined here by current Strathclyde professor of practice, research and innovation policy, and former DSIT and Research England person Ben Johnson) Kendall has clarified the government’s research funding allocations. There will be £14bn for curiosity driven R&D, £8bn toward the government’s priorities, and £7bn for scale up support. £7bn has also been announced in skills and infrastructure to secure the success of each bucket of activity.

The label problem

The labelling of existing funds in new ways is in itself not a strategy for economic growth. Clearly, doing the same thing, with the same people, in the same ways, would lead to exactly the same outcomes with a different name. A bit like when international research became about making the UK a “science superpower” or when every ambitious research programme was a “moonshot” or relabelling every economic benefit produced through research as “levelling up”.

The boldest ambition of Kendall’s speech is perhaps the most understated. Kendall is committed to “doing fewer things better.” In a speech delivered at the same event by UKRI’s Chief Executive, Ian Chapman, this simple sentiment may have massive consequences.

Chapman’s view is that the UK lacks any of the natural resources advantages of its major international competitors. Instead, the UK maintains its competitiveness through the smart use of its knowledge assets even if he believes these are “undervalued and underappreciated.”

Chapman’s UKRI will be more interventionist. He will maintain curiosity driven research but warns that UKRI will not support the activities where it has no “right to win significant market-share in that sector,” and in backing spin-outs UKRI will be “much more selective.” The future being etched out here is one where there is much greater direction by government and UKRI toward funding that aligns with the industrial strategy and its mission for economic growth while maintaining a broad research base through curiosity driven research. Clearly, funding fewer programmes more generously means that some areas of research will receive less government funding.

The government’s approach to research is coalescing around its approach to governing more broadly. Like the industrial strategy the government is not picking winners as such but creating the conditions through which some desirable policy outcomes like economic growth have a better chance of emerging. It’s a mix of directing funding toward areas where the UK may secure an advantage like the doubling of R&D investment in critical technologies, addressing market failures through measures like the £4.5m for Women in Innovation Awards, and regulating to shape the market with the emphasis of economic growth and sustainability in UKRI’s new framework document.

Football’s coming home

In her speech Kendall likened the selective funding approaches to the selective sports funding of the Olympics. Alighting on a different sporting metaphor Chapman recalled the time a non-specific European team he supports (almost definitely Liverpool) came back from 3-0 down to win the European Cup as a reminder that through collective support researchers can achieve great things.

Perhaps, UK research has been more like the England men’s football team than it has the current Premier League champions. The right pieces in the wrong places with little sense of how the talent of individuals contribute to the success of the whole. In committing to funding fewer programmes better the government wants all its stars on the pitch in top condition. The challenge is that those who go from some funding to none are likely to feel their contributions to the team’s success have been overlooked

8 Comments
Oldest
Newest
Inline Feedbacks
View all comments
Biotech Prof
1 month ago

It’s difficult to argue this is not picking winners in some sense. These “fewer things” that will be “done better” will be selected with a view to their potential for becoming a UK strength. That means picking winning research areas at the very least. Trying to do this as foresight rather than hindsight is extremely difficult and I fear it will end badly. The main issue that I see is that some of the funding systems elsewhere (US, China) are very quick and flexible and can pivot towards things that look promising. It is, therefore, hard for a country with… Read more »

A Researcher
1 month ago
Reply to  Biotech Prof

I wonder if the talk of “right to win significant market share” suggests that the “fewer things” could be achieved by ceasing to pour public money into areas seeing such enormous private sector R&D investment that academic research can’t realistically compete or make an impact? There would be some logic in that, although it is hard to square with the government’s apparent obsession with AI….

Jonathan Alltimes
1 month ago
Reply to  Biotech Prof

Here is the government announcement: https://www.gov.uk/government/news/more-targeted-rd-investment-towards-driving-uk-growth-and-jobs-unveiled-by-technology-secretary I agree, that is why the allocation to vague open-ended curiosity-driven research is too much. Much less than half of the £38.6 billion is allocated specifically to applied research. We can not pivot to potentially applied projects because there is no reserve funding capacity and we lack large-scale research institutes which can expand rapidly, even if the bureaucratic processes were quicker. Our investment in AI technologies is primarily of strategic interest to the government, it is unlikely UK businesses can appropriate the commercial benefits in the long term because we lack the scale of… Read more »

Jonathan Alltimes
1 month ago

Is unallocated fund £3.1 billion?

Another researcher
1 month ago
Reply to  Biotech Prof

The continual erosion of faith Big Pharma have in UK Plc should be an alarm bell. Has anyone asked what the drivers are behind the progressive loss of these companies and their R&D arms to other nations? You can pick and choose your metrics, but by all accounts it doesn’t seem to be related to any decline in the quality of UK science or scientists. You have to leave room for discovery research with no immediately identifiable translatable benefit. Pulling the plug eventually means your bathtub runs dry. Let the curious be curious and unravel the mysteries around us. What… Read more »

Jonathan Alltimes
1 month ago

It is the job of the private sector to pick winners and the job of the government is to provide the runners and the courses, but there is not a simple demarcation. Who provides and picks the jockeys and the trainers? Government funding for curiosity-driven research is a persistent mistake and goes back to the Rothschild Report, when the research councils, that is, the universities, hated the reform. They have had control for decades and as we know, their choices have not translated into economic growth, as these choices are too far away from the selection processes of R&D-competent business… Read more »

AssocProf
1 month ago

Couldn’t disagree more with this analysis. There are many issues with the research system but I don’t think government funding for curiosity-driven research is one of them. I would also disagree that university research is not ‘match fit for international competition’: UK research punches well above its weight considering the UK’s, financial issues affecting the sector etc. In many areas, such as arts, humanities, social sciences, which are often overlooked in these debates, the UK performs very well in the various metrics even though they receive relatively little money. Clearly money is tight and cloth will have to be cut… Read more »

Jonathan Alltimes
1 month ago
Reply to  AssocProf

I am for purely non-economic research, I just do not think taxpayers should fund it unless it is of applied strategic benefit. The universities in a few subjects on a few metrics could be considered internationally efficient even competitive, but it has not translated into economic growth. The universities have had the ball since Thatcher gave it to them from the first Research Assessment Exercise of 1986 and the empirically vague Haldane principle of ‘excellence’, now enshrined in law. Almost all the economic growth since the 1980s was caused by the deregulation of financial services until 2010. As the universities… Read more »